DFX Intelligence

R••• R•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

R••• R•••• A•••••

Advisor at G•••• O•••• G••••• A••••••• L••

SAN FRANCISCO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• O•••• G••••• A••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• O•••• G••••• A••••••• L••	Former SEC adviser	Aug 22, 2022	n/a	yes	SAN FRANCISCO, CA	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	May 20, 2020	Jul 6, 2022	no	TUKWILA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	G•••• O•••• G••••• A••••••• L••	Jul 6, 2022	Aug 22, 2022	47	Firm change	Ibd to RIA
E•••••• C•••••• M••••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Feb 25, 2020	May 20, 2020

Relationships

Registered with (6)

→ G•••• O•••• G••••• A••••••• L••Registered adviserregistration: current employment
Aug 22, 2022 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 20, 2020 to Jul 6, 2022factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2018 to Feb 25, 2020factForm ADV
→ P•••••• A•••••• G••••• L••

Dated events

Occurred
Jul 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.