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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
PETOSKEY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 17, 2023 | n/a | yes | PETOSKEY, MI | Current employment |
| KROON & MITCHELL ASSET MANAGEMENT LLC | Independent wealth | May 3, 2022 | Sep 8, 2023 | no | GRAND RAPIDS, MI | Previous registration |
| ICA GROUP WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 10, 2022 | Apr 18, 2022 | no | DENVER, CO|Sparta, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KROON & MITCHELL ASSET MANAGEMENT LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Sep 8, 2023 | Oct 17, 2023 | 39 | Firm change | Other |
| ICA GROUP WEALTH MANAGEMENT, LLC | KROON & MITCHELL ASSET MANAGEMENT LLC | Apr 18, 2022 | May 3, 2022 | 15 | Firm change | RIA to RIA |