RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 17, 2023 · Petoskey, Mi
- K•••• • M••••••• A•••• M••••••••• L•• independent RIAMay 3, 2022 to Sep 8, 2023 · Grand Rapids, Mi
- I•• G•••• W••••• M••••••••• L•• formerJan 10, 2022 to Apr 18, 2022 · Denver, Co
- K•••• • M••••••• A•••• M••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Sep 8, 2023, registered Oct 17, 2023 (39 days) · Other
- I•• G•••• W••••• M••••••••• L•• to K•••• • M••••••• A•••• M••••••••• L••left Apr 18, 2022, registered May 3, 2022 (15 days) · RIA to RIA
- A••••• G••••• left K•••• • M••••••• A•••• M••••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-10-17)Sep 8, 2023 · Advisor changed firm · fact
- A••••• G••••• left I•• G•••• W••••• M••••••••• L•• for K•••• • M••••••• A•••• M••••••••• L•• (registered 2022-05-03)Apr 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address