DFX Intelligence

M•••••• R•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

M•••••• R•••••• B•••••

Advisor at F•••• F••••••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:b9bc1a69-3168-f209-c977-dae9c8e6ace2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F••••••••	Independent wealth	Apr 12, 2023	n/a	yes	MINNEAPOLIS, MN	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Nov 13, 2017	Mar 31, 2023	no	SCOTTSDALE, AZ\|OAKDALE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	F•••• F••••••••	Mar 31, 2023	Apr 12, 2023	12	Firm change	RIA to RIA
S•• I••••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Nov 14, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:20804:MN:2017-11-14	Nov 14, 2017	Nov 13, 2017	OAKDALE, MN	Firm change

Relationships

Registered with (5)

→ F•••• F••••••••Registered adviserregistration: current employment
Apr 12, 2023 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Nov 13, 2017 to Mar 31, 2023factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Dec 1, 2015 to Nov 14, 2017factForm ADV
→ C••• B•••••••• S•••••••• I•••

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9bc1a69-3168-f209-c977-dae9c8e6ace2
First observed: May 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.