RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• B•••••
- F•••• F•••••••• independent RIA currentsince Apr 12, 2023 · Minneapolis, Mn
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIANov 13, 2017 to Mar 31, 2023 · Scottsdale, Az
- S•• I••••••••• I••• formerDec 1, 2015 to Nov 14, 2017 · Oakdale, Mn
- C••• B•••••••• S•••••••• I••• formerJul 1, 2009 to Sep 23, 2015 · Apple Valley, Mn
- P••••• I••••••••• M••••••••• L•• asset managerFeb 15, 2008 to Feb 18, 2009 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerMay 26, 2006 to Feb 11, 2008 · Boston, Ma
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to F•••• F••••••••left Mar 31, 2023, registered Apr 12, 2023 (12 days) · RIA to RIA
- S•• I••••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Nov 14, 2017, registered Nov 13, 2017 (-1 days) · Other · moved with a team
- C••• B•••••••• S•••••••• I••• to S•• I••••••••• I•••left Sep 23, 2015, registered Dec 1, 2015 (69 days) · Other
- P••••• I••••••••• M••••••••• L•• to C••• B•••••••• S•••••••• I•••left Feb 18, 2009, registered Jul 1, 2009 (133 days) · Other
- M•••••• R•••••• B••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for F•••• F•••••••• (registered 2023-04-12)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address