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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JUSTIN N GARDINER

Advisor at LPL FINANCIAL LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:b9d898d7-c33b-0c1f-c2ca-164ef5e3c74c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 1, 2011
First registration: Nov 4, 2014
Dual registered: yes, broker-dealer
Other names: JUSTIN GARDINER
IAPD individual key: 5962345

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 15, 2025	n/a	yes	HOUSTON, TX	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 25, 2015	Apr 1, 2016	no	HOUSTON, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 25, 2015	Apr 1, 2016	no	HOUSTON, TX	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 30, 2015	Apr 4, 2016	no	HOUSTON, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 5, 2014	Apr 1, 2016	no	Houston, TX\|SCOTTSDALE, AZ	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 4, 2014	Sep 2, 2025	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	SAGEPOINT FINANCIAL, INC.	Sep 2, 2025	Dec 5, 2014	-3,924	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Apr 4, 2016	Sep 25, 2015	-192	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Apr 1, 2016	Jul 30, 2015	-246	Firm change after gap	Other
OSAIC WEALTH, INC.	FSC SECURITIES CORPORATION	Apr 1, 2016	Sep 25, 2015	-189	Firm change after gap	Other
FSC SECURITIES CORPORATION	LPL FINANCIAL LLC	Apr 1, 2016	Aug 15, 2025	3,423	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133763:421:AZ:2016-04-01	Apr 1, 2016	Jul 30, 2015	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 4, 2014 to Sep 2, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 30, 2015 to Apr 4, 2016factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 5, 2014 to Apr 1, 2016factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 25, 2015 to Apr 1, 2016factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 25, 2015 to Apr 1, 2016factForm ADV

Dated events

Occurred
Sep 2, 2025
Advisor changed firm
Justin N Gardiner left Valic Financial Advisors, Inc. for Sagepoint Financial, Inc. (registered 2014-12-05)
Form ADVobserved 5 days ago