RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• N• G•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 15, 2025 · Houston, Tx
- O•••• W•••••• I••• BD affiliatedSep 25, 2015 to Apr 1, 2016 · Houston, Tx
- F•• S••••••••• C••••••••• formerSep 25, 2015 to Apr 1, 2016 · Houston, Tx
- W••••••• F•••••••• S•••••••• I••• formerJul 30, 2015 to Apr 4, 2016 · Houston, Tx
- S•••••••• F••••••••• I••• formerDec 5, 2014 to Apr 1, 2016 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 4, 2014 to Sep 2, 2025 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• to S•••••••• F••••••••• I•••left Sep 2, 2025, registered Dec 5, 2014 (-3924 days) · Other
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Apr 4, 2016, registered Sep 25, 2015 (-192 days) · Other
- S•••••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Apr 1, 2016, registered Jul 30, 2015 (-246 days) · Other · moved with a team
- O•••• W•••••• I••• to F•• S••••••••• C•••••••••left Apr 1, 2016, registered Sep 25, 2015 (-189 days) · Other
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Apr 1, 2016, registered Aug 15, 2025 (3423 days) · Other
- J••••• N• G••••••• left V•••• F•••••••• A•••••••• I••• for S•••••••• F••••••••• I••• (registered 2014-12-05)Sep 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address