DFX Intelligence

J•••••• A•••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••••• A•••• D•••

Advisor at A••••••• A••••••• S•••••••• L••

Union, KY

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Search this name across graphsid dfx:ria:b9e074e0-d54d-cddc-3206-fbb4f44f43e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 29, 2025	n/a	yes	Union, KY	Current employment
E••••• J••••	National bd RIA	Jul 19, 2021	Sep 24, 2025	no	SHELBYVILLE, IN\|CONCORD, OH\|ST LOUIS, MO\|Union, KY\|JEFFERSON, IA\|CINCINNATI, OH\|Crown Point, IN\|EAST LONGMEADOW, MA\|Cove Union, KY\|ST LOUIS, MO\|NORTH VERNON, IN\|Union, KY\|ST LOUIS, MO\|Union, KY\|SULPHUR SPRINGS, TX\|Union, KY\|LA GRANDE, OR\|KIRKWOOD, MO\|UNION, KY\|BECKLEY, WV\|COLUMBUS, OH\|FRANKLIN, IN\|Godfrey, IL\|Union, KY\|SAN DIEGO, CA\|ST. LOUIS, MO\|ST LOUIS, MO\|MARION, VA\|PAOLI, IN\|BYRON, IL\|GREEN BAY, WI\|GEORGETOWN, DE\|ANOKA, MN\|MURPHYS, CA\|PADUCAH, KY\|ST LOUIS, MO\|POWELL, OH\|MOORESVILLE, NC\|LAWRENCE, KS\|THOMASVILLE, GA\|Campbellsville, KY\|SEDONA, AZ\|REYNOLDSBURG, OH\|CULLMAN, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••••• A••••••• S•••••••• L••	Sep 24, 2025	Sep 29, 2025	5	Firm change	Ibd to ibd
W•• B•••••••• S•••••••• I•••	E••••• J••••	Dec 15, 2020	Jul 19, 2021

Relationships

Registered with (6)

→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 19, 2021 to Sep 24, 2025factForm ADV
→ W•• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2019 to Dec 15, 2020factForm ADV
→ O•••• P•••••••• S••••••••• L••

Dated events

Occurred
Sep 24, 2025
Advisor changed firm
J•••••• A•••• D••• left E••••• J•••• for A••••••• A••••••• S•••••••• L•• (registered 2025-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9e074e0-d54d-cddc-3206-fbb4f44f43e8
First observed: Oct 25, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.