DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A•••• D•••

A••••••• A••••••• S•••••••• L••BD affiliatedUnion, Kydual registrantIAPD 2423145

Feed of 09/14/2026

Also filed as Jeff D•••

At current firm

0 y

since Sep 29, 2025

In the industry

32 y

since Jan 14, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 29, 2025 · Union, Ky
E••••• J•••• national BD
Jul 19, 2021 to Sep 24, 2025 · Shelbyville, In
W•• B•••••••• S•••••••• I••• BD affiliated
Nov 14, 2019 to Dec 15, 2020 · Fort Wright, Ky
O•••• P•••••••• S••••••••• L•• former
Dec 12, 2018 to Aug 29, 2019 · Omaha, Ne
E••••• J•••• national BD
Jun 4, 2018 to Oct 30, 2018 · Union, Ky
E••••• J•••• national BD
Jan 16, 2018 to Feb 22, 2018 · Union, Ky
E•••• S••••••••• L•• BD affiliated
Sep 1, 2009 to Nov 20, 2017 · New York, Ny
P••• I••••••••• L•• asset manager
Oct 25, 2000 to Jan 22, 2003 · Hebron, Ky

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to A••••••• A••••••• S•••••••• L••
left Sep 24, 2025, registered Sep 29, 2025 (5 days) · Affiliated broker-dealer or bank to another
W•• B•••••••• S•••••••• I••• to E••••• J••••
left Dec 15, 2020, registered Jul 19, 2021 (216 days) · Affiliated broker-dealer or bank to another
O•••• P•••••••• S••••••••• L•• to W•• B•••••••• S•••••••• I•••
left Aug 29, 2019, registered Nov 14, 2019 (77 days) · Other
E••••• J•••• to O•••• P•••••••• S••••••••• L••
left Oct 30, 2018, registered Dec 12, 2018 (43 days) · Affiliated broker-dealer or bank to independent RIA
E•••• S••••••••• L•• to E••••• J••••
left Nov 20, 2017, registered Jan 16, 2018 (57 days) · Other
P••• I••••••••• L•• to E•••• S••••••••• L••
left Jan 22, 2003, registered Sep 1, 2009 (2414 days) · Other

Signals

J•••••• A•••• D••• left E••••• J•••• for A••••••• A••••••• S•••••••• L•• (registered 2025-09-29)
Sep 24, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address