DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Chesterfield, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Apr 9, 2026 | n/a | yes | Chesterfield, MO | Current employment |
| S•••••• I••••••••• L•• | Independent wealth | Jun 9, 2025 | Mar 6, 2026 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• I••••••••• L•• | M••••• S•••••• | Mar 6, 2026 | Apr 9, 2026 | 34 | Firm change | RIA to wirehouse |
| F•••• P••••••• W•••••• L•• | S•••••• I••••••••• L•• | May 28, 2025 | Jun 9, 2025 |
| F•••• P••••••• W•••••• L•• |
| Independent wealth |
| Jul 1, 2024 |
| May 28, 2025 |
| no |
| CLAYTON, MO|ST. LOUIS, MO |
| Previous registration |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Oct 4, 2022 | Jul 1, 2024 | no | ST LOUIS, MO | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 2, 2021 | Aug 30, 2022 | no | O Fallon, MO|NEW YORK, NY|SAINT CHARLES, MO|WENTZVILLE, MO|SAINT PETERS, MO | Previous registration |
| 12 |
| Firm change |
| RIA to RIA |
| B••••••••• S•••••••• W•••••• L•• | F•••• P••••••• W•••••• L•• | Jul 1, 2024 | Jul 1, 2024 | 0 | Bulk transfer | RIA to RIA |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | B••••••••• S•••••••• W•••••• L•• | Aug 30, 2022 | Oct 4, 2022 | 35 | Firm change | Wirehouse to RIA |