DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••••• W••••••

M••••• S••••••wirehouseChesterfield, Modual registrantIAPD 6983909

Feed of 09/14/2026

Also filed as A••••••• Joseph W••••••

At current firm

0 y

since Apr 9, 2026

In the industry

15 y

since May 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Apr 9, 2026 · Chesterfield, Mo
S•••••• I••••••••• L•• independent RIA
Jun 9, 2025 to Mar 6, 2026 · St. Louis, Mo
F•••• P••••••• W•••••• L•• independent RIA
Jul 1, 2024 to May 28, 2025 · Clayton, Mo
B••••••••• S•••••••• W•••••• L•• former
Oct 4, 2022 to Jul 1, 2024 · St Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 2, 2021 to Aug 30, 2022 · O Fallon, Mo

Moves

a registration end followed by a registration begin elsewhere

S•••••• I••••••••• L•• to M••••• S••••••
left Mar 6, 2026, registered Apr 9, 2026 (34 days) · RIA to wirehouse
F•••• P••••••• W•••••• L•• to S•••••• I••••••••• L••
left May 28, 2025, registered Jun 9, 2025 (12 days) · RIA to RIA
B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••
left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••••• S•••••••• W•••••• L••
left Aug 30, 2022, registered Oct 4, 2022 (35 days) · Wirehouse to independent RIA

Signals

A••••••• W•••••• left S•••••• I••••••••• L•• for M••••• S•••••• (registered 2026-04-09)
Mar 6, 2026 · Advisor changed firm · fact
A••••••• W•••••• left F•••• P••••••• W•••••• L•• for S•••••• I••••••••• L•• (registered 2025-06-09)
May 28, 2025 · Advisor changed firm · fact
A••••••• W•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••••• S•••••••• W•••••• L•• (registered 2022-10-04)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address