DFX Intelligence

K••• A••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

K••• A••••• K••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA

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Search this name across graphsid dfx:ria:b9f9ed0f-fd9a-f74c-4631-b266c25fb675

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: May 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	May 16, 2024	n/a	yes	LA JOLLA, CA	Current employment
C••••••	Independent wealth	May 23, 2023	May 9, 2024	no	San Diego, CA\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••	A•••••••• C•••••• L••	May 9, 2024	May 16, 2024	7	Firm change	RIA to RIA
E•••••• F•••••••• E••••••	C••••••	Apr 14, 2023	May 23, 2023

Relationships

Registered with (12)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ C••••••Registered adviserregistration: previous registration
May 23, 2023 to May 9, 2024factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 15, 2019 to Apr 14, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
May 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9f9ed0f-fd9a-f74c-4631-b266c25fb675
First observed: May 20, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.