DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D•••••••• A••••••• S•••••••• L••
SOUTH JORDAN, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 15, 2023 | n/a | yes | SOUTH JORDAN, UT | Current employment |
| D••• I••••••••• L•• | Former SEC adviser | Apr 19, 2021 | Feb 9, 2024 | no | South Jordan, UT|SANDY, UT|SOUTH JORDAN, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• I••••••••• L•• | D•••••••• A••••••• S•••••••• L•• | Feb 9, 2024 | Sep 15, 2023 | -147 | Firm change after gap | RIA to ibd |
| G••••••• W••••• M••••••••• | D••• I••••••••• L•• | Apr 5, 2021 | Apr 19, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155576:326060:UT:2024-02-08 | Feb 9, 2024 | Sep 15, 2023 | SOUTH JORDAN, UT | Firm change after gap |
| 152665:127701:MN:2015-01-23 | Jan 26, 2015 | Jan 26, 2015 | ARDEN HILLS, MN | Firm change |
| G••••••• W••••• M••••••••• | Bd affiliated wealth | Apr 10, 2020 | Apr 5, 2021 | no | ARDEN HILLS, MN|ARDEN HILLS, MN | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Jan 27, 2016 | Apr 7, 2020 | no | Saint Paul, MN | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | May 5, 2015 | Feb 5, 2016 | no | OAKDALE, MN | Previous registration |
| G••••••• W••••• M••••••••• | Bd affiliated wealth | Jan 26, 2015 | May 1, 2015 | no | ARDEN HILLS, MN | Previous registration |
| G••••••• A•••••••• L•• | Independent wealth | Jun 3, 2014 | Jan 26, 2015 | no | ARDEN HILLS, MN | Previous registration |
| 14 |
| Firm change |
| Ibd to RIA |
| U••• B•••••• I••••••••• I••• | G••••••• W••••• M••••••••• | Apr 7, 2020 | Apr 10, 2020 | 3 | Firm change | Ibd to ibd |
| W••••••• F•••••••• S•••••••• I••• | U••• B•••••• I••••••••• I••• | Feb 5, 2016 | Jan 27, 2016 | -9 | Firm change | Other |
| G••••••• W••••• M••••••••• | W••••••• F•••••••• S•••••••• I••• | May 1, 2015 | May 5, 2015 | 4 | Firm change | Other |
| G••••••• A•••••••• L•• | G••••••• W••••• M••••••••• | Jan 26, 2015 | Jan 26, 2015 | 0 | Firm change | Other |