DFX Intelligence

A••• M••••• L••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

A••• M••••• L••••• G•••••

Advisor at J••• M••••• S••••••••• L••

Miami, FL

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Search this name across graphsid dfx:ria:ba128a0f-993e-c554-0f6e-18c8276edd2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 26, 2024	n/a	yes	Miami, FL	Current employment
G•• F•••••••• S••••••••• L••	Former SEC adviser	Apr 4, 2023	Apr 2, 2024	no	Miami, FL\|WEST HARTFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• F•••••••• S••••••••• L••	J••• M••••• S••••••••• L••	Apr 2, 2024	Sep 26, 2024	177	Firm change	RIA to wirehouse
F•••••••• P••••••• C•••••• M••••••••• L••	G•• F•••••••• S••••••••• L••	Mar 28, 2023	Apr 4, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
105667:284758:NY:2023-03-28	Mar 28, 2023	Apr 4, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 26, 2024 to presentfactForm ADV
→ G•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2023 to Apr 2, 2024factForm ADV
→ F•••••••• P••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 6, 2020 to Mar 28, 2023factForm ADV

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba128a0f-993e-c554-0f6e-18c8276edd2e
First observed: Nov 6, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.