RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M••••• L••••• G•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 26, 2024 · Miami, Fl
- G•• F•••••••• S••••••••• L•• formerApr 4, 2023 to Apr 2, 2024 · Miami, Fl
- F•••••••• P••••••• C•••••• M••••••••• L•• formerNov 6, 2020 to Mar 28, 2023 · New York, Ny
- G•• F•••••••• S••••••••• L•• to J••• M••••• S••••••••• L••left Apr 2, 2024, registered Sep 26, 2024 (177 days) · RIA to wirehouse
- F•••••••• P••••••• C•••••• M••••••••• L•• to G•• F•••••••• S••••••••• L••left Mar 28, 2023, registered Apr 4, 2023 (7 days) · RIA to RIA · moved with a team
- A••• M••••• L••••• G••••• left G•• F•••••••• S••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-09-26)Apr 2, 2024 · Advisor changed firm · fact
- A••• M••••• L••••• G••••• left F•••••••• P••••••• C•••••• M••••••••• L•• for G•• F•••••••• S••••••••• L•• (registered 2023-04-04)Mar 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address