DFX Intelligence

C•••••• R•••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••••• R•••••• R••

Advisor at L•••• F••• A••••••• S•••••••

NASHVILLE, TN | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba13ae53-2796-4dea-cf51-cd46f6985410

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Sep 8, 2025	n/a	yes	NASHVILLE, TN\|DALLAS, TX	Current employment
K•• C•••••• M••••••••• I•••	Independent wealth	Jun 5, 2025	Aug 26, 2025	no	HENDERSONVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• C•••••• M••••••••• I•••	L•••• F••• A••••••• S•••••••	Aug 26, 2025	Sep 8, 2025	13	Firm change	RIA to ibd
C••••••	K•• C•••••• M••••••••• I•••	Nov 22, 2024	Jun 5, 2025

Relationships

Registered with (4)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ K•• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2025 to Aug 26, 2025factForm ADV
→ C••••••Registered adviserregistration: previous registration
Oct 7, 2024 to Nov 22, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
C•••••• R•••••• R•• left K•• C•••••• M••••••••• I••• for L•••• F••• A••••••• S••••••• (registered 2025-09-08)
Form ADVobserved 7 days ago
Occurred
Nov 22, 2024
Advisor changed firm
C•••••• R•••••• R•• left Corient for K•• C•••••• M••••••••• I••• (registered 2025-06-05)
Form ADVobserved 7 days ago
Occurred
Aug 29, 2024
Advisor changed firm
C•••••• R•••••• R•• left M••••• S•••••• for Corient (registered 2024-10-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba13ae53-2796-4dea-cf51-cd46f6985410
First observed: Jan 22, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.