DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• R•••••• R••

L•••• F••• A••••••• S•••••••BD affiliatedNashville, Tn dual registrantIAPD 7346708

Feed of 09/14/2026

Also filed as Charles Rey

At current firm

1 y

since Sep 8, 2025

In the industry

18 y

since May 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••• F••• A••••••• S••••••• BD affiliated current
since Sep 8, 2025 · Nashville, Tn
K•• C•••••• M••••••••• I••• independent RIA
Jun 5, 2025 to Aug 26, 2025 · Hendersonville, Tn
C•••••• independent RIA
Oct 7, 2024 to Nov 22, 2024 · Columbia, Tn
M••••• S•••••• wirehouse
Jan 22, 2022 to Aug 29, 2024 · Franklin, Tn

Moves

a registration end followed by a registration begin elsewhere

K•• C•••••• M••••••••• I••• to L•••• F••• A••••••• S•••••••
left Aug 26, 2025, registered Sep 8, 2025 (13 days) · RIA to affiliated broker-dealer or bank
C•••••• to K•• C•••••• M••••••••• I•••
left Nov 22, 2024, registered Jun 5, 2025 (195 days) · RIA to RIA
M••••• S•••••• to C••••••
left Aug 29, 2024, registered Oct 7, 2024 (39 days) · Wirehouse to independent RIA

Signals

C•••••• R•••••• R•• left K•• C•••••• M••••••••• I••• for L•••• F••• A••••••• S••••••• (registered 2025-09-08)
Aug 26, 2025 · Advisor changed firm · fact
C•••••• R•••••• R•• left Corient for K•• C•••••• M••••••••• I••• (registered 2025-06-05)
Nov 22, 2024 · Advisor changed firm · fact
C•••••• R•••••• R•• left M••••• S•••••• for Corient (registered 2024-10-07)
Aug 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address