DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•• W••••• M••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•• W••••• M••••••••• L•• | Bd affiliated wealth | Mar 24, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| G•• W••••• S••••••••• G••••• L•• | Former SEC adviser | Jan 28, 2021 | Feb 27, 2026 | no | CENTENNIAL, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• W••••• S••••••••• G••••• L•• | I•• W••••• M••••••••• L•• | Feb 27, 2026 | Mar 24, 2026 | 25 | Firm change | RIA to ibd |
| W•••••• W••••• M••••••••• L•• | G•• W••••• S••••••••• G••••• L•• | Jan 11, 2021 | Jan 28, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283545:125112:CO:2017-11-27 | Nov 27, 2017 | Dec 1, 2017 | BOULDER, CO | Firm change |
| W•••••• W••••• M••••••••• L•• | I•••••••••_WEALTH | Jun 1, 2018 | Jan 11, 2021 | no | GOLDEN, CO | Previous registration |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Dec 1, 2017 | May 15, 2018 | no | Boulder, CO | Previous registration |
| W•••••• W••••• M••••••••• L•• | I•••••••••_WEALTH | Jun 22, 2016 | Nov 27, 2017 | no | Boulder, CO | Previous registration |
| W•••••• W••••• M••••••••• L•• | Former SEC adviser | Apr 21, 2016 | Jun 22, 2016 | no | Boulder, CO | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 21, 2015 | Mar 15, 2018 | no | BOULDER, CO|BOULDER, CO|GOLDEN, CO|NAPLES, FL|BOULDER, CO | Previous registration |
| 17 |
| Firm change |
| RIA to RIA |
| I••••••••• F•••••••• P••••••• | W•••••• W••••• M••••••••• L•• | May 15, 2018 | Jun 1, 2018 | 17 | Firm change | RIA to RIA |
| L•• F•••••••• L•• | W•••••• W••••• M••••••••• L•• | Mar 15, 2018 | Apr 21, 2016 | -693 | Firm change after gap | Other |
| W•••••• W••••• M••••••••• L•• | I••••••••• F•••••••• P••••••• | Nov 27, 2017 | Dec 1, 2017 | 4 | Firm change | Other |
| W•••••• W••••• M••••••••• L•• | W•••••• W••••• M••••••••• L•• | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |