RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- I•• W••••• M••••••••• L•• BD affiliated currentsince Mar 24, 2026 · Chicago, Il
- G•• W••••• S••••••••• G••••• L•• formerJan 28, 2021 to Feb 27, 2026 · Centennial, Co
- W•••••• W••••• M••••••••• L•• i••••••••• wealthJun 1, 2018 to Jan 11, 2021 · Golden, Co
- I••••••••• F•••••••• P••••••• BD affiliatedDec 1, 2017 to May 15, 2018 · Boulder, Co
- W•••••• W••••• M••••••••• L•• i••••••••• wealthJun 22, 2016 to Nov 27, 2017 · Boulder, Co
- W•••••• W••••• M••••••••• L•• formerApr 21, 2016 to Jun 22, 2016 · Boulder, Co
- L•• F•••••••• L•• BD affiliatedMay 21, 2015 to Mar 15, 2018 · Boulder, Co
- G•• W••••• S••••••••• G••••• L•• to I•• W••••• M••••••••• L••left Feb 27, 2026, registered Mar 24, 2026 (25 days) · RIA to affiliated broker-dealer or bank
- W•••••• W••••• M••••••••• L•• to G•• W••••• S••••••••• G••••• L••left Jan 11, 2021, registered Jan 28, 2021 (17 days) · RIA to RIA
- I••••••••• F•••••••• P••••••• to W•••••• W••••• M••••••••• L••left May 15, 2018, registered Jun 1, 2018 (17 days) · RIA to RIA
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left Mar 15, 2018, registered Apr 21, 2016 (-693 days) · Other
- W•••••• W••••• M••••••••• L•• to I••••••••• F•••••••• P•••••••left Nov 27, 2017, registered Dec 1, 2017 (4 days) · Other · moved with a team
- W•••••• W••••• M••••••••• L•• to W•••••• W••••• M••••••••• L••left Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- D•••• D••••• D•••••• left G•• W••••• S••••••••• G••••• L•• for I•• W••••• M••••••••• L•• (registered 2026-03-24)Feb 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address