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Advisor at OSAIC ADVISORY SERVICES, LLC
MAYFIELD HTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | MAYFIELD HTS, OH | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | MAYFIELD HTS, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Apr 1, 2021 | Nov 8, 2024 | no | MORELAND HILLS, OH|MAYFIELD HEIGHTS, OH|MAYFIELD HTS, OH | Previous registration |
| CEDAR BROOK GROUP | Former SEC adviser | Mar 2, 2018 | Apr 21, 2021 | no | CLEVELAND, OH | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 18, 2010 | Jun 14, 2024 | no | CHESTERLAND, OH|MAYFIELD HEIGHTS, OH|MORELAND HILLS, OH|MAYFIELD HTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | CEDAR BROOK GROUP | Jun 14, 2024 | Mar 2, 2018 | -2,296 | Firm change after gap | Other |
| CEDAR BROOK GROUP | ARBOR POINT ADVISORS | Apr 21, 2021 | Apr 1, 2021 | -20 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:OH:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | MAYFIELD HTS, OH | Firm change after gap |
| 110518:290670:OH:2024-06-14 | Jun 14, 2024 | Mar 2, 2018 | MAYFIELD HTS, OH | Firm change after gap |
| 290670:165127:OH:2021-04-21 | Apr 21, 2021 | Apr 1, 2021 | CLEVELAND, OH | Firm change |