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Reading the graph
Advisor at D.A. DAVIDSON & CO.
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Nov 25, 2013 | n/a | yes | CARLSBAD, CA | Current employment |
| CROWELL WEEDON & CO. | Former SEC adviser | Nov 4, 2013 | Nov 25, 2013 | no | SAN DIEGO, CA | Previous registration |
| CROWELL, WEEDON & CO. | Former SEC adviser | Feb 3, 2009 | Nov 4, 2013 | no | SAN DIEGO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 21, 2003 | Dec 23, 2008 | no | SAN DIEGO, CA|RANCHO SANTA FE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 15, 2001 | Apr 28, 2003 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWELL WEEDON & CO. | D.A. DAVIDSON & CO. | Nov 25, 2013 | Nov 25, 2013 | 0 | Bulk transfer | Other |
| CROWELL, WEEDON & CO. | CROWELL WEEDON & CO. | Nov 4, 2013 | Nov 4, 2013 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CROWELL, WEEDON & CO. | Dec 23, 2008 | Feb 3, 2009 | 42 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Apr 28, 2003 | Apr 21, 2003 | -7 | Firm change | Other |