DFX Intelligence
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Reading the graph
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Advisor at H••• F•••••••• G••••• L••
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••• F•••••••• G••••• L•• | Institutional manager | May 28, 2021 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| G••••• R••••••••• P••••••• L•• | Institutional manager | May 25, 2017 | Oct 26, 2021 | no | Minneapolis, MN|SAN RAFAEL, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | H••• F•••••••• G••••• L•• | Oct 26, 2021 | May 28, 2021 | -151 | Firm change after gap | Other |
| R•• C•••••• M••••••• L•• | G••••• R••••••••• P••••••• L•• | Jun 20, 2017 | May 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 172011:306877:CA:2021-10-26 | Oct 26, 2021 | May 28, 2021 | SAN RAFAEL, CA | Firm change after gap |
| R•• C•••••• M••••••• L•• | National bd RIA | Oct 4, 2010 | Jun 20, 2017 | no | MINNEAPOLIS, MN|Minneapolis, MN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 27, 2007 | Jul 7, 2009 | no | WAYZATA, MN|MINNEAPOLIS, MN | Previous registration |
| -26 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•• C•••••• M••••••• L•• | Jul 7, 2009 | Oct 4, 2010 | 454 | Firm change after gap | Wirehouse to ibd |