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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

Jonathan Thomas Peckron

Advisor at SCHWAB WEALTH ADVISORY, INC.

Saint Louis, MO

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Search this name across graphsid dfx:ria:ba35a1c5-d509-0be0-9949-a6ac86de19ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 5, 2009
First registration: Nov 17, 2009
Dual registered: yes, broker-dealer
Other names: JON THOMAS PECKRON|JON THOMAS PECKRON|JONATHON PECKRON|JONATHAN THOMAS PECKRON|Jonathan T Peckron
IAPD individual key: 5694304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 30, 2024	n/a	yes	Saint Louis, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 13, 2024	Jul 18, 2024	no	ST. LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 28, 2023	May 15, 2024	no	FRONTENAC, MO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 16, 2021	Mar 20, 2023	no	ST. LOUIS,, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 7, 2018	Mar 7, 2022	no	St Louis, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2013	May 30, 2018	no	ST. LOUIS, MO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 17, 2009	Oct 4, 2013	no	ST. ALBANS RD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SCHWAB WEALTH ADVISORY, INC.	Jul 18, 2024	Jul 30, 2024	12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	May 15, 2024	May 13, 2024	-2	Firm change	Wirehouse to ibd
SCHWAB WEALTH ADVISORY, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 20, 2023	Sep 28, 2023	192	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCHWAB WEALTH ADVISORY, INC.	Mar 7, 2022	Dec 16, 2021	-81	Channel change	Other
LPL FINANCIAL LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 30, 2018	Aug 7, 2018	69	Firm change	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Oct 4, 2013	Oct 4, 2013	0	Firm change	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Dec 16, 2021 to Mar 20, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 13, 2024 to Jul 18, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 28, 2023 to May 15, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 7, 2018 to Mar 7, 2022factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Nov 17, 2009 to Oct 4, 2013factForm ADV

Dated events

Occurred
Jul 18, 2024
Advisor changed firm
Jonathan Thomas Peckron left Lpl Financial Llc for Schwab Wealth Advisory, Inc. (registered 2024-07-30)
Form ADVobserved 6 days ago
Occurred
May 15, 2024
Advisor changed firm
Jonathan Thomas Peckron left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2024-05-13)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2023
Advisor changed firm
Jonathan Thomas Peckron left Schwab Wealth Advisory, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-09-28)
Form ADVobserved 6 days ago