DFX Intelligence

L••••• C••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

L••••• C••••••• S••••••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | MARIETTA, GA

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Search this name across graphsid dfx:ria:ba48675a-8470-9f43-c5cc-a669470793ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Oct 31, 2014	n/a	yes	MARIETTA, GA\|FT. LAUDERDALE, FL	Current employment
R••••••• H••••••• I••••••••• A•••••••• I•••	Former SEC adviser	Jan 11, 2010	Dec 31, 2014	no	MARIETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• H••••••• I••••••••• A•••••••• I•••	K••••• A•••••••• I•••	Dec 31, 2014	Oct 31, 2014	-61	Bulk transfer	Other
F•••••••• C••••••••• G•••• I••	R••••••• H••••••• I••••••••• A•••••••• I•••	Dec 31, 2009	Jan 11, 2010

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 31, 2014 to presentfactForm ADV
→ R••••••• H••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2010 to Dec 31, 2014factForm ADV
→ F•••••••• C••••••••• G•••• I••Registered adviserregistration: previous registration
Dec 19, 2006 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba48675a-8470-9f43-c5cc-a669470793ac
First observed: Dec 19, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.