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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ANDREW JOHN GREENE

Advisor at OSAIC WEALTH, INC.

Saint Michael, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 13, 2015
First registration: Jan 14, 2015
Dual registered: yes, broker-dealer
Other names: ANDREW J GREENE
IAPD individual key: 6250757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Saint Michael, MN	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 27, 2022	Jan 19, 2024	no	MINNETONKA, MN\|LAKE ELMO, MN\|Minnetonka, MN	Previous registration
STONEX ADVISORS INC.	Bd affiliated wealth	Jun 28, 2019	Jun 27, 2022	no	PLYMOUTH, MN\|BIRMINGHAM, AL\|PLYMOUTH, MN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 21, 2018	Jul 8, 2019	no	PLYMOUTH, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 14, 2015	Feb 22, 2018	no	BLOOMINGTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
STONEX ADVISORS INC.	WOODBURY FINANCIAL SERVICES, INC.	Jun 27, 2022	Jun 27, 2022	0	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	STONEX ADVISORS INC.	Jul 8, 2019	Jun 28, 2019	-10	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 22, 2018	Feb 21, 2018	-1	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:11025:MN:2018-02-22	Feb 22, 2018	Feb 21, 2018	BLOOMINGTON, MN	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 27, 2022 to Jan 19, 2024factForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Jun 28, 2019 to Jun 27, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 21, 2018 to Jul 8, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 14, 2015 to Feb 22, 2018factForm ADV

Dated events

Occurred
Jun 27, 2022
Advisor changed firm
Andrew John Greene left Stonex Advisors Inc. for Woodbury Financial Services, Inc. (registered 2022-06-27)
Form ADVobserved 5 days ago