DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••••• S••••• W••••• M••••••••• L••
Sanfod, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••• S••••• W••••• M••••••••• L•• | Independent wealth | Nov 27, 2023 | n/a | yes | Sanfod, FL | Current employment |
| R•••• A••••••• S•••••••• I••• | Independent wealth | Sep 6, 2013 | Aug 2, 2023 | no | FORT MYERS, FL|Orlando, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• A••••••• S•••••••• I••• | G•••••• S••••• W••••• M••••••••• L•• | Aug 2, 2023 | Nov 27, 2023 | 117 | Firm change | RIA to RIA |
| M••••• S•••••• | R•••• A••••••• S•••••••• I••• | Aug 7, 2013 | Sep 6, 2013 |
| M••••• S•••••• | Wirehouse | Dec 21, 2011 | Aug 7, 2013 | no | Orlando, FL | Previous registration |
| D•••• A••••••• G••••• I••• | Independent wealth | Mar 17, 2004 | Nov 10, 2004 | no | LONGWOOD, FL | Previous registration |
| P••••••••• S••••••••• I••• | n/a | Feb 11, 2002 | Sep 2, 2005 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| 30 |
| Firm change |
| Other |
| P••••••••• S••••••••• I••• | D•••• A••••••• G••••• I••• | Sep 2, 2005 | Mar 17, 2004 | -534 | Firm change after gap | Other |
| D•••• A••••••• G••••• I••• | M••••• S•••••• | Nov 10, 2004 | Dec 21, 2011 | 2,597 | Firm change after gap | Other |