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Advisor at NFSG CORPORATION
SIOUX FALLS, SD | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NFSG CORPORATION | Bd affiliated wealth | Jul 16, 2018 | n/a | yes | BOCA RATON, FL|SIOUX FALLS, SD | Current employment |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | May 20, 2013 | Jun 4, 2018 | no | MINNEAPOLIS, MN|SIOUX FALLS, SD | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 22, 2008 | May 9, 2013 | no | SIOUX FALLS, SD|OAKDALE, MN|SIOUX FALLS, SD | Previous registration |
| VICUS CAPITAL, INC. | Independent wealth | Mar 22, 2006 | Jul 18, 2008 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUESTAR ASSET MANAGEMENT, INC. | NFSG CORPORATION | Jun 4, 2018 | Jul 16, 2018 | 42 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | QUESTAR ASSET MANAGEMENT, INC. | May 9, 2013 | May 20, 2013 | 11 | Firm change | Other |
| VICUS CAPITAL, INC. | WOODBURY FINANCIAL SERVICES, INC. | Jul 18, 2008 | Jul 22, 2008 | 4 | Firm change | Other |