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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

John Christopher Noel

Advisor at CITIGROUP GLOBAL MARKETS INC.

St. Augustine, FL | Jacksonville, FL

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Search this name across graphsid dfx:ria:ba6dbfce-8bb9-ca9f-b6a2-dab4f92ed3d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jun 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 25, 2018
First registration: Jun 27, 2018
Dual registered: yes, broker-dealer
Other names: JOHN NOEL|John Christopher Noel|John Christopher Noel
IAPD individual key: 6918352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 7, 2025	n/a	yes	Jacksonville, FL\|St. Augustine, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 15, 2025	Apr 10, 2025	no	ORLANDO, FL\|Jacksonville, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 4, 2023	Dec 20, 2024	no	Jacksonville, FL\|Jacksonville, FL\|Jacksonville, FL	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 22, 2022	Jul 19, 2023	no	Jacksonville, FL\|GREENWOOD VILLAGE, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 27, 2018	Jan 2, 2022	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CITIGROUP GLOBAL MARKETS INC.	Apr 10, 2025	Nov 7, 2025	211	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	MML INVESTORS SERVICES, LLC	Dec 20, 2024	Jan 15, 2025	26	Firm change	Ibd to ibd
EMPOWER ADVISORY GROUP, LLC	CITIGROUP GLOBAL MARKETS INC.	Jul 19, 2023	Oct 4, 2023	77	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EMPOWER ADVISORY GROUP, LLC	Jan 2, 2022	Apr 22, 2022	110	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 4, 2023 to Dec 20, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 15, 2025 to Apr 10, 2025factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 22, 2022 to Jul 19, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 27, 2018 to Jan 2, 2022factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
John Christopher Noel left Mml Investors Services, Llc for Citigroup Global Markets Inc. (registered 2025-11-07)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2024
Advisor changed firm
John Christopher Noel left Citigroup Global Markets Inc. for Mml Investors Services, Llc (registered 2025-01-15)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2023
Advisor changed firm
John Christopher Noel left Empower Advisory Group, Llc for Citigroup Global Markets Inc. (registered 2023-10-04)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2022
Advisor changed firm
John Christopher Noel left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Empower Advisory Group, Llc (registered 2022-04-22)
Form ADVobserved 4 days ago