DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••••••• N•••

C•••••••• G••••• M•••••• I•••BD affiliatedSt. Augustine, Fl dual registrantIAPD 6918352

Feed of 09/14/2026

Also filed as John Noel

At current firm

0 y

since Nov 7, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Nov 7, 2025 · Jacksonville, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 15, 2025 to Apr 10, 2025 · Orlando, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 4, 2023 to Dec 20, 2024 · Jacksonville, Fl
E•••••• A••••••• G••••• L•• BD affiliated
Apr 22, 2022 to Jul 19, 2023 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 27, 2018 to Jan 2, 2022 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Apr 10, 2025, registered Nov 7, 2025 (211 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to M•• I•••••••• S•••••••• L••
left Dec 20, 2024, registered Jan 15, 2025 (26 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to C•••••••• G••••• M•••••• I•••
left Jul 19, 2023, registered Oct 4, 2023 (77 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Jan 2, 2022, registered Apr 22, 2022 (110 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• C••••••••• N••• left M•• I•••••••• S•••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2025-11-07)
Apr 10, 2025 · Advisor changed firm · fact
J••• C••••••••• N••• left C•••••••• G••••• M•••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2025-01-15)
Dec 20, 2024 · Advisor changed firm · fact
J••• C••••••••• N••• left E•••••• A••••••• G••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2023-10-04)
Jul 19, 2023 · Advisor changed firm · fact
J••• C••••••••• N••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2022-04-22)
Jan 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address