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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

FINANCIAL INTEGRITY ADVISORS, LLC

CRD 130458

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba7b97e8-af42-a271-30bb-3b7b50f9666a

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Apr 10, 2023 to Sep 17, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.0BItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.0B
Private client RAUM: $3.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $4.0Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 4
High net worth clients: 1
SEC number: 801-127951
CRD: 130458
Filings on the tape: 7
First filed: Apr 10, 2023
Latest filed: Sep 17, 2026
Organised: Limited Liability Company, PA
Website: firmadvisor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP MONTIER HARRIS	n/a	PHILADELPHIA, PA	21	36	2	no
Snigdha Kabra	n/a	PHILADELPHIA, PA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRIS, PHILIP, MONTIER	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	05/2003	Apr 10, 2023	Feb 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC. (FIRM)	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BALTIMORE,	Md	United States	3	yes
NEW YORK	NY	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$4.0B	$4.0B	2	1	2	n/a	n/a
2024	Apr 22, 2025	$3.5B	$0	3	3	2	n/a	n/a
2023	Feb 22, 2024	$14B	$3.8M	3	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.0B	$3.5B	12.5%	n/a	n/a	3	3	2	2

Relationships

Registered with (5)

← PHILIP MONTIER HARRISAdvisorregistration: current employment
Jan 20, 2005 to presentfactForm ADV
← Jaqueline Von SchadeckAdvisorregistration: previous registration
Jan 7, 2022 to Jan 24, 2023factForm ADV
← Runya NieAdvisorregistration: previous registration
Dec 16, 2021 to Jan 24, 2023factForm ADV
← PAUL JOHN PFEIFFERAdvisorregistration: previous registration
Jun 9, 2008 to Jan 22, 2014factForm ADV
← Keith JacksonAdvisorregistration: previous registration
Mar 28, 2006 to Aug 8, 2006factForm ADV

Controls (1)

← HARRIS, PHILIP, MONTIEROwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 10, 2023 to Feb 22, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 22, 2025
Regulatory AUM changed
Financial Integrity Advisors, Llc reported RAUM $3.5B, down 74% from $13.7B (2024-02-22 to 2025-04-22)
Form ADVobserved 6 days ago
$-10.2B
Occurred
Apr 10, 2023
First Form ADV filing
Financial Integrity Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2023
Advisor changed firm
Jaqueline Von Schadeck left Financial Integrity Advisors, Llc for Impact Partnership Wealth, Llc (registered 2023-08-14)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2023
Advisor changed firm
Runya Nie left Financial Integrity Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-06-12)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 17, 2026
Snigdha Kabra registered as an investment adviser representative at Financial Integrity Advisors, Llc

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba7b97e8-af42-a271-30bb-3b7b50f9666a
First observed: Apr 10, 2023
Last observed: Sep 17, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL INTEGRITY ADVISORS, LLC

CRD 130458

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba7b97e8-af42-a271-30bb-3b7b50f9666a

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP MONTIER HARRIS

n/a

PHILADELPHIA, PA

Snigdha Kabra

n/a

PHILADELPHIA, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRIS, PHILIP, MONTIER

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/2003

Apr 10, 2023

Feb 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL INTEGRITY RESOURCES MANAGEMENT, LLC. (FIRM)

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BALTIMORE,

United States

yes

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$4.0B

n/a

2024

Apr 22, 2025

$3.5B

n/a

2023

Feb 22, 2024

$14B

$3.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.0B

$3.5B

12.5%

n/a