K•••• J••••••

Advisor at T••••••••• F•••••••• A•••••••• L••

Philadelphia, PA | Cedar Rapids, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2dcc2cdd-1909-6921-f752-46427470294b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Sep 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 13

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	Philadelphia, PA\|Cedar Rapids, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 29, 2025	Oct 7, 2025	no	PHILADELPHIA, PA\|FORT MILL, SC\|PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T••••••••• F•••••••• A•••••••• L••	Oct 7, 2025	Jun 1, 2026	237	Firm change	Ibd to ibd
L•• E••••••••• L••	L•• F•••••••• L••	Dec 5, 2024	Aug 29, 2025

Relationships

Registered with (12)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2015 to Dec 18, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 29, 2025 to Oct 7, 2025factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2024 to Dec 5, 2024factForm ADV
→ S••••• G••••• I••••••••• L••

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 18, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dcc2cdd-1909-6921-f752-46427470294b
First observed: Sep 8, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.