DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••••••• F•••••••• P••••••• L••
MILFORD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••••• F•••••••• P••••••• L•• | State registered | May 18, 2018 | n/a | yes | MILFORD, OH | Current employment |
| F•• S••••••••• C••••••••• | Former SEC adviser | Nov 12, 2013 | May 9, 2018 | no | ATLANTA, GA|DELAWARE, OH|GREENSBORO, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | N••••••••• F•••••••• P••••••• L•• | May 9, 2018 | May 18, 2018 | 9 | Firm change | Ibd to state RIA |
| F•••••••• I•••••••• A•••••••• L•• | F•• S••••••••• C••••••••• | Jan 22, 2014 | Nov 12, 2013 |
| F•••••••• I•••••••• A•••••••• L•• | Institutional manager | Jun 9, 2008 | Jan 22, 2014 | no | PHILADELPHIA, PA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Mar 17, 2008 | Oct 16, 2013 | no | NEW YORK, NY|PHILADELPHIA, PA|DELAWARE, OH | Previous registration |
| N••••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Mar 12, 2007 | Mar 11, 2008 | no | COLUMBUS, OH | Previous registration |
| -71 |
| Firm change after gap |
| Other |
| F•• S••••••••• C••••••••• | F•••••••• I•••••••• A•••••••• L•• | Oct 16, 2013 | Jun 9, 2008 | -1,955 | Firm change after gap | Other |
| N••••••••• I••••••••• A•••••••• L•• | F•• S••••••••• C••••••••• | Mar 11, 2008 | Mar 17, 2008 | 6 | Firm change | Other |