DFX Intelligence

C••• M•••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••• M•••••• E•••••

Advisor at A• W••••• M••••••••• L••

Mesa, AZ | Tucson, AZ

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Search this name across graphsid dfx:ria:baccc490-c1b6-0004-f6b7-b4c469f6b779

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Sep 11, 2017	n/a	yes	Mesa, AZ\|Tucson, AZ	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Jul 22, 2014	Sep 7, 2017	no	SOUTH JORDAN, UT\|SARASOTA, FL\|Sandy, UT\|MESA, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	Sep 7, 2017	Sep 11, 2017	4	Firm change	Other

Relationships

Registered with (2)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 11, 2017 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2014 to Sep 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baccc490-c1b6-0004-f6b7-b4c469f6b779
First observed: Jul 22, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.