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RIA / WealthAdvisor29 years in industry

DOUGLAS JOHN PACKARD

Advisor at DENNIS GLYNN, CPA

ROCKY HILL, CT

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Search this name across graphsid dfx:ria:baf5c50d-014f-d3df-78c8-2f207290d07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 2, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DENNIS GLYNN, CPA
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 26, 1997
First registration: Apr 2, 1997
Dual registered: no
IAPD individual key: 2839002

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DENNIS GLYNN, CPA	State registered	Aug 23, 2021	n/a	yes	ROCKY HILL, CT	Current employment
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Dec 15, 2008	Jun 26, 2009	no	SOUTH HADLEY, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 1, 2003	Nov 25, 2008	no	FARMINGTON, CT\|Hamden, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 2, 1997	Jun 16, 2003	no	WEST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT SERVICES LLC	DENNIS GLYNN, CPA	Jun 26, 2009	Aug 23, 2021	4,441	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	CETERA INVESTMENT SERVICES LLC	Nov 25, 2008	Dec 15, 2008	20	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Jun 16, 2003	Jul 1, 2003	15	Firm change	Other

Relationships

Registered with (4)

→ DENNIS GLYNN, CPARegistered adviserregistration: current employment
Aug 23, 2021 to presentfactForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 15, 2008 to Jun 26, 2009factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 25, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 1997 to Jun 16, 2003factForm ADV

Dated events

No dated event names this entity yet.