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RIA / WealthAdvisor17 years in industry

Steven Michael Goodman

Advisor at DOMINION WEALTH MANAGEMENT, LLC

WILMINGTON, NC

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Search this name across graphsid dfx:ria:bafdae46-41c8-46c9-a0c6-b5cfd4d14b98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Mar 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DOMINION WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 16, 2017
First registration: Mar 26, 2019
Dual registered: no
Other names: STEVEN MICHAEL GOODMAN|Steven Goodman
IAPD individual key: 6627566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DOMINION WEALTH MANAGEMENT, LLC	State registered	Sep 30, 2025	n/a	yes	WILMINGTON, NC	Current employment
CORECAP ADVISORS	Bd affiliated wealth	Apr 16, 2025	Feb 19, 2026	no	Greensboro, NC\|SOUTHFIELD, MI	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Feb 12, 2024	Dec 23, 2024	no	ROME, GA\|GREENSBORO, NC\|ROME, GA\|ROME, GA	Previous registration
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Oct 24, 2023	Feb 19, 2024	no	Cornelius, NC\|CORNELIUS, NC	Previous registration
COPPELL ADVISORY SOLUTIONS LLC	Independent wealth	Aug 1, 2022	Aug 30, 2023	no	Belmont, NC\|DALLAS, TX	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 10, 2021	Mar 22, 2022	no	CORNELIUS, NC	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 26, 2019	Apr 14, 2020	no	CORNELIUS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORECAP ADVISORS	DOMINION WEALTH MANAGEMENT, LLC	Feb 19, 2026	Sep 30, 2025	-142	Firm change after gap	Ibd to state RIA
DEMPSEY LORD SMITH, LLC	CORECAP ADVISORS	Dec 23, 2024	Apr 16, 2025	114	Firm change	RIA to ibd
ALPHASTAR CAPITAL MANAGEMENT	DEMPSEY LORD SMITH, LLC	Feb 19, 2024	Feb 12, 2024	-7	Firm change	RIA to RIA
COPPELL ADVISORY SOLUTIONS LLC	ALPHASTAR CAPITAL MANAGEMENT	Aug 30, 2023	Oct 24, 2023	55	Firm change	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	COPPELL ADVISORY SOLUTIONS LLC	Mar 22, 2022	Aug 1, 2022	132	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 14, 2020	Aug 10, 2021	483	Firm change after gap	Ibd to ibd

Relationships

Registered with (7)

→ DOMINION WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ CORECAP ADVISORSRegistered adviserregistration: previous registration
Apr 16, 2025 to Feb 19, 2026factForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Feb 12, 2024 to Dec 23, 2024factForm ADV
→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 24, 2023 to Feb 19, 2024factForm ADV
→ COPPELL ADVISORY SOLUTIONS LLCRegistered adviserregistration: previous registration
Aug 1, 2022 to Aug 30, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 10, 2021 to Mar 22, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 26, 2019 to Apr 14, 2020factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Steven Michael Goodman left Corecap Advisors for Dominion Wealth Management, Llc (registered 2025-09-30)
Form ADVobserved 4 days ago
Occurred
Dec 23, 2024
Advisor changed firm
Steven Michael Goodman left Dempsey Lord Smith, Llc for Corecap Advisors (registered 2025-04-16)
Form ADVobserved 4 days ago
Occurred
Feb 19, 2024
Advisor changed firm
Steven Michael Goodman left Alphastar Capital Management for Dempsey Lord Smith, Llc (registered 2024-02-12)
Form ADVobserved 4 days ago
Occurred
Aug 30, 2023
Advisor changed firm
Steven Michael Goodman left Coppell Advisory Solutions Llc for Alphastar Capital Management (registered 2023-10-24)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2022
Advisor changed firm
Steven Michael Goodman left Fidelity Personal And Workplace Advisors for Coppell Advisory Solutions Llc (registered 2022-08-01)
Form ADVobserved 4 days ago