DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Michael Goodman

Dominion Wealth Management, LLCstate registeredWilmington, NcIA-onlyIAPD 6627566

Feed of 09/14/2026

Also filed as Steven Michael Goodman

At current firm

0 y

since Sep 30, 2025

In the industry

17 y

since Aug 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Dominion Wealth Management, LLC state registered current
since Sep 30, 2025 · Wilmington, Nc
Corecap Advisors BD affiliated
Apr 16, 2025 to Feb 19, 2026 · Greensboro, Nc
Dempsey Lord Smith, LLC former
Feb 12, 2024 to Dec 23, 2024 · Rome, Ga
Alphastar Capital Management independent RIA
Oct 24, 2023 to Feb 19, 2024 · Cornelius, Nc
Coppell Advisory Solutions LLC independent RIA
Aug 1, 2022 to Aug 30, 2023 · Belmont, Nc
Fidelity Personal And Workplace Advisors former
Aug 10, 2021 to Mar 22, 2022 · Cornelius, Nc
Cetera Investment Advisers LLC BD affiliated
Mar 26, 2019 to Apr 14, 2020 · Cornelius, Nc

Moves

a registration end followed by a registration begin elsewhere

Corecap Advisors to Dominion Wealth Management, LLC
left Feb 19, 2026, registered Sep 30, 2025 (-142 days) · Affiliated broker-dealer or bank to a state-registered adviser
Dempsey Lord Smith, LLC to Corecap Advisors
left Dec 23, 2024, registered Apr 16, 2025 (114 days) · RIA to affiliated broker-dealer or bank
Alphastar Capital Management to Dempsey Lord Smith, LLC
left Feb 19, 2024, registered Feb 12, 2024 (-7 days) · RIA to RIA
Coppell Advisory Solutions LLC to Alphastar Capital Management
left Aug 30, 2023, registered Oct 24, 2023 (55 days) · RIA to RIA
Fidelity Personal And Workplace Advisors to Coppell Advisory Solutions LLC
left Mar 22, 2022, registered Aug 1, 2022 (132 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Investment Advisers LLC to Fidelity Personal And Workplace Advisors
left Apr 14, 2020, registered Aug 10, 2021 (483 days) · Affiliated broker-dealer or bank to another

Signals

Steven Michael Goodman left Corecap Advisors for Dominion Wealth Management, Llc (registered 2025-09-30)
Feb 19, 2026 · Advisor changed firm · fact
Steven Michael Goodman left Dempsey Lord Smith, Llc for Corecap Advisors (registered 2025-04-16)
Dec 23, 2024 · Advisor changed firm · fact
Steven Michael Goodman left Alphastar Capital Management for Dempsey Lord Smith, Llc (registered 2024-02-12)
Feb 19, 2024 · Advisor changed firm · fact
Steven Michael Goodman left Coppell Advisory Solutions Llc for Alphastar Capital Management (registered 2023-10-24)
Aug 30, 2023 · Advisor changed firm · fact
Steven Michael Goodman left Fidelity Personal And Workplace Advisors for Coppell Advisory Solutions Llc (registered 2022-08-01)
Mar 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address