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RIA / WealthAdvisor19 years in industry

WILLIAM SAMUEL ALLEN

Advisor at SENTARA CAPITAL

MARIETTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SENTARA CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 8, 2007
First registration: Jul 9, 2007
Dual registered: no
Other names: WILL ALLEN
IAPD individual key: 3103398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SENTARA CAPITAL	Independent wealth	May 8, 2012	n/a	yes	MARIETTA, GA	Current employment
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Former SEC adviser	Feb 5, 2008	Dec 31, 2012	no	MARIETTA, GA	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Jul 20, 2007	Feb 8, 2008	no	MARIETTA, GA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Jul 9, 2007	Feb 6, 2008	no	MARIETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	SENTARA CAPITAL	Dec 31, 2012	May 8, 2012	-237	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	RESOURCE HORIZONS INVESTMENT ADVISORY, INC.	Feb 8, 2008	Feb 5, 2008	-3	Firm change	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Feb 6, 2008	Jul 20, 2007	-201	Firm change after gap	Other

Relationships

Registered with (4)

→ SENTARA CAPITALRegistered adviserregistration: current employment
May 8, 2012 to presentfactForm ADV
→ RESOURCE HORIZONS INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Dec 31, 2012factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Jul 20, 2007 to Feb 8, 2008factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jul 9, 2007 to Feb 6, 2008factForm ADV

Dated events

No dated event names this entity yet.