DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Will Allen
At current firm
14 y
since May 8, 2012
In the industry
19 y
since Jun 8, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sentara Capital independent RIA currentsince May 8, 2012 · Marietta, Ga
- Resource Horizons Investment Advisory, Inc. formerFeb 5, 2008 to Dec 31, 2012 · Marietta, Ga
- Independent Advisers Group Corp formerJul 20, 2007 to Feb 8, 2008 · Marietta, Ga
- Osaic Fs, Inc. formerJul 9, 2007 to Feb 6, 2008 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Resource Horizons Investment Advisory, Inc. to Sentara Capitalleft Dec 31, 2012, registered May 8, 2012 (-237 days) · Other
- Independent Advisers Group Corp to Resource Horizons Investment Advisory, Inc.left Feb 8, 2008, registered Feb 5, 2008 (-3 days) · Other
- Osaic Fs, Inc. to Independent Advisers Group Corpleft Feb 6, 2008, registered Jul 20, 2007 (-201 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address