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RIA / WealthAdvisor25 years in industry

Thomas Allen Griffore

Advisor at SOVEREIGN FINANCIAL GROUP, INC.

NOVI, MI | STAMFORD, CT

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Search this name across graphsid dfx:ria:bb68a827-cc0f-c511-f5cb-7321401ac859

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVEREIGN FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 11, 2000
First registration: Jul 13, 2001
Dual registered: no
Other names: TOM Griffore
IAPD individual key: 3270074

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVEREIGN FINANCIAL GROUP, INC.	Independent wealth	Jan 26, 2026	n/a	yes	STAMFORD, CT\|NOVI, MI	Current employment
GREAT LAKES WEALTH, LLC	Independent wealth	Oct 1, 2021	Jan 23, 2026	no	NORTHVILLE, MI	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 15, 2019	Sep 20, 2021	no	BRIGHTON, MI\|FAIRLAWN, OH\|SOUTH LYON, MI\|NOVI, MI\|SOUTHFIELD, MI\|ROCHESTER, MI	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jul 24, 2018	Oct 28, 2019	no	SOUTHFIELD, MI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 24, 2008	Oct 10, 2016	no	WESTLAKE, TX\|FARMINGTON, MI	Previous registration
BEAM WEALTH ADVISORS, INC.	Independent wealth	Feb 7, 2003	Nov 22, 2005	no	GRAPEVINE, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 13, 2001	Dec 9, 2002	no	LEWISVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GREAT LAKES WEALTH, LLC	SOVEREIGN FINANCIAL GROUP, INC.	Jan 23, 2026	Jan 26, 2026	3	Firm change	RIA to RIA
CITIZENS SECURITIES, INC.	GREAT LAKES WEALTH, LLC	Sep 20, 2021	Oct 1, 2021	11	Firm change	Ibd to RIA
EAGLE STRATEGIES LLC	CITIZENS SECURITIES, INC.	Oct 28, 2019	Oct 15, 2019	-13	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	EAGLE STRATEGIES LLC	Oct 10, 2016	Jul 24, 2018	652	Firm change after gap	Ibd to ibd
BEAM WEALTH ADVISORS, INC.	STRATEGIC ADVISERS LLC	Nov 22, 2005	Jun 24, 2008	945	Firm change after gap	Other
MORGAN STANLEY DW INC.	BEAM WEALTH ADVISORS, INC.	Dec 9, 2002	Feb 7, 2003	60	Firm change	Other

Relationships

Registered with (7)

→ SOVEREIGN FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ GREAT LAKES WEALTH, LLCRegistered adviserregistration: previous registration
Oct 1, 2021 to Jan 23, 2026factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 15, 2019 to Sep 20, 2021factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Jul 24, 2018 to Oct 28, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 24, 2008 to Oct 10, 2016factForm ADV
→ BEAM WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 7, 2003 to Nov 22, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 13, 2001 to Dec 9, 2002factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
Thomas Allen Griffore left Great Lakes Wealth, Llc for Sovereign Financial Group, Inc. (registered 2026-01-26)
Form ADVobserved 5 days ago