RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A•••• G•••••••
- S•••••••• F•••••••• G••••• I••• independent RIA currentsince Jan 26, 2026 · Stamford, Ct
- G•••• L•••• W•••••• L•• independent RIAOct 1, 2021 to Jan 23, 2026 · Northville, Mi
- C••••••• S••••••••• I••• BD affiliatedOct 15, 2019 to Sep 20, 2021 · Brighton, Mi
- E•••• S••••••••• L•• BD affiliatedJul 24, 2018 to Oct 28, 2019 · Southfield, Mi
- S•••••••• A••••••• L•• national BDJun 24, 2008 to Oct 10, 2016 · Westlake, Tx
- B••• W••••• A•••••••• I••• independent RIAFeb 7, 2003 to Nov 22, 2005 · Grapevine, Tx
- M••••• S•••••• D• I••• unclassifiedJul 13, 2001 to Dec 9, 2002 · Lewisville, Tx
- G•••• L•••• W•••••• L•• to S•••••••• F•••••••• G••••• I•••left Jan 23, 2026, registered Jan 26, 2026 (3 days) · RIA to RIA
- C••••••• S••••••••• I••• to G•••• L•••• W•••••• L••left Sep 20, 2021, registered Oct 1, 2021 (11 days) · Affiliated broker-dealer or bank to independent RIA
- E•••• S••••••••• L•• to C••••••• S••••••••• I•••left Oct 28, 2019, registered Oct 15, 2019 (-13 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to E•••• S••••••••• L••left Oct 10, 2016, registered Jul 24, 2018 (652 days) · Affiliated broker-dealer or bank to another
- B••• W••••• A•••••••• I••• to S•••••••• A••••••• L••left Nov 22, 2005, registered Jun 24, 2008 (945 days) · Other
- M••••• S•••••• D• I••• to B••• W••••• A•••••••• I•••left Dec 9, 2002, registered Feb 7, 2003 (60 days) · Other
- T••••• A•••• G••••••• left G•••• L•••• W•••••• L•• for S•••••••• F•••••••• G••••• I••• (registered 2026-01-26)Jan 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address