DFX Intelligence

W••• S••••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

W••• S••••••• F•••••

Advisor at F•••••••• A••••••• L••

MCLEAN, VA

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Search this name across graphsid dfx:ria:bb8478ba-c474-f326-8d18-00054199f070

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 27, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• L••	Mixed wealth	Mar 22, 2018	n/a	yes	MCLEAN, VA	Current employment
O•••• I••••••••• A•••••••• L••	Former SEC adviser	Apr 16, 2009	Mar 28, 2018	no	MCLEAN, VA\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• A•••••••• L••	F•••••••• A••••••• L••	Mar 28, 2018	Mar 22, 2018	-6	Firm change	Other
W•••• F•••• A•••••••	O•••• I••••••••• A•••••••• L••	Mar 1, 2016	Apr 16, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
148966:106720:VA:2018-03-28	Mar 28, 2018	Mar 22, 2018	MCLEAN, VA	Firm change
11025:148966:VA:2016-03-01	Mar 1, 2016	Apr 16, 2009	MCLEAN, VA	Firm change after gap

Relationships

Registered with (5)

→ F•••••••• A••••••• L••Registered adviserregistration: current employment
Mar 22, 2018 to presentfactForm ADV
→ O•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2009 to Mar 28, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 16, 2005 to Mar 1, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb8478ba-c474-f326-8d18-00054199f070
First observed: Apr 27, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.