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Advisor at HIGHTOWER & BOLER, LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER & BOLER, LLC | State registered | Feb 23, 2018 | n/a | yes | CHICAGO, IL | Current employment |
| EVERGREEN CAPITAL MANAGEMENT INC | State registered | Feb 16, 2016 | Jan 4, 2017 | no | OLYMPIA FIELDS, IL|OMAHA, NE | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jul 18, 2011 | Apr 30, 2013 | no | CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 13, 1998 | Dec 1, 2010 | no | OLYMPIA FIELDS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EVERGREEN CAPITAL MANAGEMENT INC | HIGHTOWER & BOLER, LLC | Jan 4, 2017 | Feb 23, 2018 | 415 | Firm change after gap | Other |
| BMO HARRIS FINANCIAL ADVISORS, INC | EVERGREEN CAPITAL MANAGEMENT INC | Apr 30, 2013 | Feb 16, 2016 | 1,022 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BMO HARRIS FINANCIAL ADVISORS, INC | Dec 1, 2010 | Jul 18, 2011 | 229 | Firm change | Other |