RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• M•••••• H••••••••
- H•••••••• • B••••• L•• state registered currentsince Feb 23, 2018 · Chicago, Il
- E•••••••• C•••••• M••••••••• I•• state registeredFeb 16, 2016 to Jan 4, 2017 · Olympia Fields, Il
- B•• H••••• F•••••••• A•••••••• I•• formerJul 18, 2011 to Apr 30, 2013 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDNov 13, 1998 to Dec 1, 2010 · Olympia Fields, Il
- E•••••••• C•••••• M••••••••• I•• to H•••••••• • B••••• L••left Jan 4, 2017, registered Feb 23, 2018 (415 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to E•••••••• C•••••• M••••••••• I••left Apr 30, 2013, registered Feb 16, 2016 (1022 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Dec 1, 2010, registered Jul 18, 2011 (229 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address