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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Juan Manuel Herrera

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

Fountain Valley, CA | Costa Mesa, CA

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Search this name across graphsid dfx:ria:bb85f6eb-bdb8-333e-569f-0523f0223e6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 4, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVY FEDERAL INVESTMENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 14, 2014
First registration: Aug 4, 2020
Dual registered: yes, broker-dealer
Other names: JUAN MANUEL HERRERA MOROYOQUI|JUAN MANUEL HERRERA-MOROYOQUI|Juan Herrera
IAPD individual key: 6386749

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Aug 11, 2026	n/a	yes	Costa Mesa, CA\|Fountain Valley, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 25, 2026	Aug 2, 2026	no	ANAHEIM, CA\|ANAHEIM, CA\|BREA, CA\|FULLERTON, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	Mar 3, 2026	no	REDLANDS, CA\|CORONA, CA\|ANAHEIM, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Dec 26, 2023	May 15, 2025	no	Anaheim, CA\|REDLANDS, CA\|CORONA, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 3, 2023	Dec 22, 2023	no	Costa Mesa, CA	Previous registration
COMERICA SECURITIES	Former SEC adviser	Sep 30, 2021	Nov 3, 2023	no	COSTA MESA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 4, 2020	Sep 28, 2021	no	Burbank, CA\|Yorba Linda, CA\|Anaheim, CA\|Fountain Valley, CA\|Fort Mill, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	NAVY FEDERAL INVESTMENT SERVICES, LLC	Aug 2, 2026	Aug 11, 2026	9	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Mar 3, 2026	Feb 25, 2026	-6	Firm change	Ibd to wirehouse
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CUSO FINANCIAL SERVICES, L.P.	Dec 22, 2023	Dec 26, 2023	4	Firm change	Ibd to ibd
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	RIA to ibd
CITIGROUP GLOBAL MARKETS INC.	COMERICA SECURITIES	Sep 28, 2021	Sep 30, 2021	2	Firm change	Other

Relationships

Registered with (7)

→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 25, 2026 to Aug 2, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 15, 2025 to Mar 3, 2026factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Dec 26, 2023 to May 15, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 3, 2023 to Dec 22, 2023factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Sep 30, 2021 to Nov 3, 2023factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 4, 2020 to Sep 28, 2021factForm ADV

Dated events

Occurred
Aug 2, 2026
Advisor changed firm
Juan Manuel Herrera left J.P. Morgan Securities Llc for Navy Federal Investment Services, Llc (registered 2026-08-11)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2026
Advisor changed firm
Juan Manuel Herrera left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-02-25)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Juan Manuel Herrera left Ameriprise Financial Services, Llc for Cuso Financial Services, L.P. (registered 2023-12-26)
Form ADVobserved 5 days ago