DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Juan Manuel Herrera

Navy Federal Investment Services, LLCBD affiliatedFountain Valley, Ca dual registrantIAPD 6386749

Feed of 09/15/2026

Also filed as Juan Manuel Herrera Moroyoqui

At current firm

0 y

since Aug 11, 2026

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Navy Federal Investment Services, LLC BD affiliated current
since Aug 11, 2026 · Costa Mesa, Ca
J.P. Morgan Securities LLC wirehouse
Feb 25, 2026 to Aug 2, 2026 · Anaheim, Ca
LPL Financial LLC BD affiliated
May 15, 2025 to Mar 3, 2026 · Redlands, Ca
Cuso Financial Services, L.P. former
Dec 26, 2023 to May 15, 2025 · Anaheim, Ca
Ameriprise Financial Services, LLC national BD
Nov 3, 2023 to Dec 22, 2023 · Costa Mesa, Ca
Comerica Securities former
Sep 30, 2021 to Nov 3, 2023 · Costa Mesa, Ca
Citigroup Global Markets Inc. BD affiliated
Aug 4, 2020 to Sep 28, 2021 · Burbank, Ca

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Navy Federal Investment Services, LLC
left Aug 2, 2026, registered Aug 11, 2026 (9 days) · Wirehouse to affiliated broker-dealer or bank
LPL Financial LLC to J.P. Morgan Securities LLC
left Mar 3, 2026, registered Feb 25, 2026 (-6 days) · Affiliated broker-dealer or bank to wirehouse
Cuso Financial Services, L.P. to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
Ameriprise Financial Services, LLC to Cuso Financial Services, L.P.
left Dec 22, 2023, registered Dec 26, 2023 (4 days) · Affiliated broker-dealer or bank to another
Comerica Securities to Ameriprise Financial Services, LLC
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Comerica Securities
left Sep 28, 2021, registered Sep 30, 2021 (2 days) · Other

Signals

Juan Manuel Herrera left J.P. Morgan Securities Llc for Navy Federal Investment Services, Llc (registered 2026-08-11)
Aug 2, 2026 · Advisor changed firm · fact
Juan Manuel Herrera left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-02-25)
Mar 3, 2026 · Advisor changed firm · fact
Juan Manuel Herrera left Ameriprise Financial Services, Llc for Cuso Financial Services, L.P. (registered 2023-12-26)
Dec 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address