DFX Intelligence
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Advisor at W••••••••• A•••••••
Fulton, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | Independent wealth | Mar 31, 2021 | n/a | yes | Fulton, MD | Current employment |
| S••••••••• | Former SEC adviser | Feb 11, 2019 | Oct 1, 2021 | no | FULTON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• | W••••••••• A••••••• | Oct 1, 2021 | Mar 31, 2021 | -184 | Firm change after gap | RIA to RIA |
| T••••• A••••••• S•••••••• I••• | S••••••••• | Feb 8, 2019 | Feb 11, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113678:106181:MD:2021-10-01 | Oct 1, 2021 | Mar 31, 2021 | FULTON, MD | Firm change after gap |
| Bd affiliated wealth |
| Sep 13, 2016 |
| Feb 8, 2019 |
| no |
| BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD |
| Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 19, 2005 | Dec 31, 2016 | no | CATONSVILLE, MD|COLUMBIA, MD|COLUMBIA, MD|COLUMBIA, MD|ELLICOTT CITY, MD|FREDERICK, MD|FREDERICK, MD|MONROVIA, MD|PIKESVILLE, MD|ELLICOTT CITY, MD|MT AIRY, MD|OWINGS MILLS, MD|WESTMINSTER, MD|CATONSVILLE, MD|FREDERICK, MD|OWINGS MILLS, MD|FREDERICK, MD|COLUMBIA, MD|MONROVIA, MD|PIKESVILLE, MD|ELLICOTT CITY, MD|BALTIMORE, MD|COLUMBIA, MD|WESTMINISTER, MD|MT. AIRY, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| Firm change |
| Ibd to RIA |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 13, 2016 | -109 | Bulk transfer | Other |