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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

DEAN CAPITAL MANAGEMENT

DEAN CAPITAL MANAGEMENT, LLC, CRD 145666

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd5081e-a900-34f0-0a74-4c5f5c4f46d4

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Jun 16, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $230Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 490
Individual clients: 0
High net worth clients: 0
SEC number: 801-68942
CIK: 1455468
CRD: 145666
Filings on the tape: 31
First filed: Mar 27, 2012
Latest filed: Jun 16, 2026
Organised: Limited Liability Company, KS
Website: deancapmgmt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN ERIC LAUB	Chartered Financial Analyst	Logan, UT \| OVERLAND PARK, KS	18	18	n/a	no
DOUGLAS ALLEN LEACH	Chartered Financial Analyst	OVERLAND PARK, KS	18	34	n/a	no
STEVEN DONN ROTH	Chartered Financial Analyst	OVERLAND PARK, KS	18	18	n/a	no
PATRICK JON KRUMM	n/a	OVERLAND PARK, KS	18	32	n/a	no
Jason Solomon	Chartered Financial Analyst	OVERLAND PARK, KS	7	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)	LLC MEMBER	C	yes	12/2012	Feb 22, 2013	Mar 27, 2024
DENNIS D. DEAN TRUST DATED 7/25/23	LLC MEMBER	C	yes	03/2016	Dec 12, 2023	Mar 27, 2024
KRUMM, PATRICK, JON	LLC MEMBER	B	yes	02/2008	Mar 27, 2012	Mar 27, 2024
LAUB, KEVIN, ERIC	LLC MEMBER	B	yes	02/2008	Mar 27, 2012	Mar 27, 2024
LEACH, DOUGLAS, ALLEN	LLC MEMBER	B	yes	02/2008	Mar 27, 2012	Mar 27, 2024
MILLER, PAMALA, JANE	ELECTED MANAGER	F	yes	12/2023	Dec 12, 2023	Mar 27, 2024
MILLER, STEPHEN, MICHAEL	LLC MEMBER	B	yes	02/2008	Mar 27, 2012	Mar 27, 2024
MILLER, STEPHEN, MICHAEL	ELECTED MANAGER, PRESIDENT	F	yes	03/2017	Mar 27, 2012	Mar 27, 2024
MILLER, STEPHEN, MICHAEL	Trustee	E	yes	11/2023	Mar 27, 2012	Mar 27, 2024
MILLER, STEPHEN, MICHAEL	Trustee	E	yes	11/2023	Mar 27, 2012	Mar 27, 2024
RINDLER, DEBRA, ELIZABETH	ELECTED MANAGER	F	yes	12/2023	Dec 12, 2023	Mar 27, 2024
ROTH, STEVEN, DONN	LLC MEMBER	B	yes	02/2008	Mar 27, 2012	Mar 27, 2024
SKINNER, JESSICA, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Sep 9, 2016	Mar 27, 2024
TERENCE M. DEAN TRUST DATED 2/24/16	LLC MEMBER	C	yes	03/2016	Dec 12, 2023	Mar 27, 2024
THE C.H. DEAN COMPANIES, LLC (F/K/A THE C.H. DEAN COMPANIES, INC.)	LLC MEMBER	E	yes	12/2012	Feb 22, 2013	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEAN INVESTMENT ASSOCIATES, LLC	n/a	Mixed wealth	$909M	N	yes	n/a
DEAN FINANCIAL SERVICES, LLC	n/a	Independent wealth	$382M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.1B	$1.1B	6	5	4	n/a	n/a
2024	Mar 26, 2025	$1.1B	$1.1B	6	5	4	n/a	n/a
2023	Mar 27, 2024	$1.1B	$1.1B	6	5	4	n/a	n/a
2022	Mar 30, 2023	$846M	$846M	6	5	4	n/a	n/a
2021	Mar 28, 2022	$864M	$864M	7	6	4	n/a	n/a
2020	Mar 30, 2021	$816M	$816M	6	5	3	n/a	n/a
2019	Mar 27, 2020	$915M	$915M	6	5	0	n/a	n/a
2018	Mar 29, 2019	$919M	$919M	5	4	1	n/a	n/a
2017	Mar 31, 2018	$1.0B	$1.0B	5	4	1	n/a	n/a
2016	Mar 22, 2017	$859M	$859M	5	4	n/a	n/a	n/a
2015	Mar 28, 2016	$655M	$655M	4	4	n/a	n/a	n/a
2014	Mar 20, 2015	$626M	$626M	4	4	n/a	n/a	n/a
2013	Mar 14, 2014	$555M	$555M	4	4	n/a	n/a	n/a
2012	Mar 28, 2013	$415M	$415M	4	4	n/a	n/a	n/a
2011	Mar 27, 2012	$400M	$400M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.1B	1.4%	$846M	10.7%	6	6	4	4

Relationships

Affiliated with (4)

→ DEAN INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ DEAN FINANCIAL SERVICESRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← DEAN INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← DEAN FINANCIAL SERVICESRegistered adviserother investment adviser, common control
factForm ADV

Registered with (5)

← Jason SolomonAdvisorregistration: current employment
Sep 5, 2019 to presentfactForm ADV
← PATRICK JON KRUMMAdvisorregistration: current employment
Jun 25, 2008 to presentfactForm ADV
← DOUGLAS ALLEN LEACHAdvisorregistration: current employment
Mar 31, 2008 to presentfactForm ADV
← STEVEN DONN ROTHAdvisorregistration: current employment
Mar 31, 2008 to presentfactForm ADV
← KEVIN ERIC LAUBAdvisorregistration: current employment
Mar 27, 2008 to presentfactForm ADV

Controls (12)

← KRUMM, PATRICK, JONOwnerLLC MEMBER, ownership code B, individual
Mar 27, 2012 to Mar 27, 2024factForm ADV
← LEACH, DOUGLAS, ALLENOwnerLLC MEMBER, ownership code B, individual
Mar 27, 2012 to Mar 27, 2024factForm ADV
← MILLER, STEPHEN, MICHAELOwnerTRUSTEE, ownership code E, individual
Mar 27, 2012 to Mar 27, 2024factForm ADV
← LAUB, KEVIN, ERICOwnerLLC MEMBER, ownership code B, individual
Mar 27, 2012 to Mar 27, 2024factForm ADV
← ROTH, STEVEN, DONNOwnerLLC MEMBER, ownership code B, individual
Mar 27, 2012 to Mar 27, 2024factForm ADV
← RINDLER, DEBRA, ELIZABETHOwnerELECTED MANAGER, ownership code F, individual
Dec 12, 2023 to Mar 27, 2024factForm ADV
← SKINNER, JESSICA, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 9, 2016 to Mar 27, 2024factForm ADV
← MILLER, PAMALA, JANEOwnerELECTED MANAGER, ownership code F, individual
Dec 12, 2023 to Mar 27, 2024factForm ADV
← C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)OwnerLLC MEMBER, ownership code C, domestic entity
Feb 22, 2013 to Mar 27, 2024factForm ADV
← DENNIS D. DEAN TRUST DATED 7/25/23OwnerLLC MEMBER, ownership code C, domestic entity
Dec 12, 2023 to Mar 27, 2024factForm ADV
← TERENCE M. DEAN TRUST DATED 2/24/16OwnerLLC MEMBER, ownership code C, domestic entity
Dec 12, 2023 to Mar 27, 2024factForm ADV
← THE C.H. DEAN COMPANIES, LLC (F/K/A THE C.H. DEAN COMPANIES, INC.)OwnerLLC MEMBER, ownership code E, domestic entity
Feb 22, 2013 to Mar 27, 2024factForm ADV

Dated events

Occurred
Dec 12, 2023
Control person left
Duane Dennis Dean (Trustee) no longer on Schedule A of Dean Capital Management (listed 2023-03-30, absent 2023-12-12)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Control person left
Maxwell Terence Dean (Trustee) no longer on Schedule A of Dean Capital Management (listed 2023-03-30, absent 2023-12-12)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Control person joined
Elizabeth Debra Rindler (Elected Manager) appeared on Schedule A of Dean Capital Management
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Control person joined
Jane Pamala Miller (Elected Manager) appeared on Schedule A of Dean Capital Management
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbd5081e-a900-34f0-0a74-4c5f5c4f46d4
First observed: Mar 27, 2012
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEAN CAPITAL MANAGEMENT

DEAN CAPITAL MANAGEMENT, LLC, CRD 145666

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd5081e-a900-34f0-0a74-4c5f5c4f46d4

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN ERIC LAUB

Chartered Financial Analyst

Logan, UT | OVERLAND PARK, KS

n/a

DOUGLAS ALLEN LEACH

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

STEVEN DONN ROTH

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

PATRICK JON KRUMM

n/a

OVERLAND PARK, KS

n/a

Jason Solomon

Chartered Financial Analyst

OVERLAND PARK, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.)

LLC MEMBER

yes

12/2012

Feb 22, 2013

Mar 27, 2024

DENNIS D. DEAN TRUST DATED 7/25/23

LLC MEMBER

yes

03/2016

Dec 12, 2023

Mar 27, 2024

KRUMM, PATRICK, JON

LLC MEMBER

yes

02/2008

Mar 27, 2012

Mar 27, 2024

LAUB, KEVIN, ERIC

LLC MEMBER

yes

02/2008

Mar 27, 2012

Mar 27, 2024

LEACH, DOUGLAS, ALLEN

LLC MEMBER

yes

02/2008

Mar 27, 2012

Mar 27, 2024

MILLER, PAMALA, JANE

ELECTED MANAGER

yes

12/2023

Dec 12, 2023

Mar 27, 2024

MILLER, STEPHEN, MICHAEL

LLC MEMBER

yes

02/2008

Mar 27, 2012

Mar 27, 2024

MILLER, STEPHEN, MICHAEL

ELECTED MANAGER, PRESIDENT

yes

03/2017

Mar 27, 2012

Mar 27, 2024

MILLER, STEPHEN, MICHAEL

Trustee

yes

11/2023

Mar 27, 2012

Mar 27, 2024

MILLER, STEPHEN, MICHAEL

Trustee

yes

11/2023

Mar 27, 2012

Mar 27, 2024

RINDLER, DEBRA, ELIZABETH

ELECTED MANAGER

yes

12/2023

Dec 12, 2023

Mar 27, 2024

ROTH, STEVEN, DONN

LLC MEMBER

yes

02/2008

Mar 27, 2012

Mar 27, 2024

SKINNER, JESSICA, LYNN

CHIEF COMPLIANCE OFFICER

yes

09/2016

Sep 9, 2016

Mar 27, 2024

TERENCE M. DEAN TRUST DATED 2/24/16

LLC MEMBER

yes

03/2016

Dec 12, 2023

Mar 27, 2024

THE C.H. DEAN COMPANIES, LLC (F/K/A THE C.H. DEAN COMPANIES, INC.)

LLC MEMBER

yes

12/2012

Feb 22, 2013

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEAN INVESTMENT ASSOCIATES, LLC

n/a

Mixed wealth

$909M

yes

n/a

DEAN FINANCIAL SERVICES, LLC

n/a

Independent wealth

$382M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.1B

n/a

2024

Mar 26, 2025

$1.1B

n/a

2023

Mar 27, 2024

$1.1B

n/a

2022

Mar 30, 2023

$846M

n/a

2021

Mar 28, 2022

$864M

n/a

2020

Mar 30, 2021

$816M

n/a

2019

Mar 27, 2020

$915M

n/a

2018

Mar 29, 2019

$919M

n/a

2017

Mar 31, 2018

$1.0B

n/a

2016

Mar 22, 2017

$859M

n/a

2015

Mar 28, 2016

$655M

n/a

2014

Mar 20, 2015

$626M

n/a

2013

Mar 14, 2014

$555M

n/a

2012

Mar 28, 2013

$415M

n/a

2011

Mar 27, 2012

$400M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

1.4%

$846M

10.7%