DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••• C•••••• M•••••••••
Legal name D••• C•••••• M••••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Mar 27, 2012 · 31 filings
SEC status approved since Mar 11, 2008
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$230M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.1B as of Jun 16, 2026
Mar 27, 2012$400M then
HNW client RAUM: $59.5M
State-registered IARs (5.B.3)5 as of Jun 16, 2026
Mar 27, 20120 then
Employees (5.A)6 as of Jun 16, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +1.4% over the last fiscal year+11% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- $230MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$671M58%
- Investment companies$478M42%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 490reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• E••• L•••Chartered Financial Analyst | Logan, Ut | Mar 27, 2008 | 18 y | 0 |
| S••••• D••• R•••Chartered Financial Analyst | Overland Park, Ks | Mar 31, 2008 | 18 y | 0 |
| D•••••• A•••• L••••Chartered Financial Analyst | Overland Park, Ks | Mar 31, 2008 | 34 y | 0 |
| P•••••• J•• K•••• | Overland Park, Ks | Jun 25, 2008 | 32 y | 0 |
| J•••• S••••••Chartered Financial Analyst | Overland Park, Ks | Sep 5, 2019 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• P••••••• J•• · LLC Membercontrolsince 02/2008 · owns 10% to 25%
- L•••• K••••• E••• · LLC Membercontrolsince 02/2008 · owns 10% to 25%
- L••••• D••••••• A•••• · LLC Membercontrolsince 02/2008 · owns 10% to 25%
- M•••••• S••••••• M•••••• · LLC Membercontrolsince 02/2008 · owns 10% to 25%
- R•••• S•••••• D••• · LLC Membercontrolsince 02/2008 · owns 10% to 25%
- S••••••• J••••••• L••• · Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- M•••••• P•••••• J••• · Elected Managercontrolsince 12/2023 · owns F of T•• C••• D••• C••••••••• L•• ••••• T•• C••• D••• C••••••••• I••••
- M•••••• S••••••• M•••••• · Elected Manager, Presidentcontrolsince 03/2017 · owns F of The C.H. D••• Companies LLC
- M•••••• S••••••• M•••••• · Trusteecontrolsince 11/2023 · owns 75% or more of T•••••• M• D••• T•••• D•••• 2••••••
- M•••••• S••••••• M•••••• · Trusteecontrolsince 11/2023 · owns 75% or more of D••••• D• D••• T•••• D•••• 7••••••
- R••••••• D••••• E•••••••• · Elected Managercontrolsince 12/2023 · owns F of T•• C••• D••• C••••••••• L•• ••••• T•• C••• D••• C••••••••• I••••
Entity owners
- C••• D•••• L•• ••••• C••• D•••• I•••• · LLC Memberdirect · owns 25% to 50%
- D••••• D• D••• T•••• D•••• 7•••••• · LLC Memberindirect · owns 25% to 50% of T•• C••• D••• C••••••••• L•• ••••• T•• C••• D••• C••••••••• I••••
- T•••••• M• D••• T•••• D•••• 2•••••• · LLC Memberindirect · owns 25% to 50% of T•• C••• D••• C••••••••• L•• ••••• T•• C••• D••• C••••••••• I••••
- T•• C••• D••• C••••••••• L•• ••••• T•• C••• D••• C••••••••• I•••• · LLC Memberindirect · owns 75% or more of C.H. D•••, LLC (F/K/A C.H. D•••, Inc.)
Related persons
Schedule D 7.A
- D••• F•••••••• S•••••••investment adviserinsuranceLP sponsornRAUM $382M
- D••• I•••••••••investment advisernRAUM $909M
Advisers that list D••• C•••••• M••••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 502 to 490Jun 10, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.1BJun 10, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.1BJun 10, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Jun 10, 2025
- Accounts · 547 to 502Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 27, 2024 to Mar 26, 2025
- RAUM · $1.1B to $1.1BMar 27, 2024 to Mar 26, 2025
- Accounts · 551 to 547Dec 12, 2023 to Mar 27, 2024
- Financial planning clients · unset to 0Dec 12, 2023 to Mar 27, 2024
- Discretionary RAUM · $846M to $1.1BDec 12, 2023 to Mar 27, 2024
- RAUM · $846M to $1.1BDec 12, 2023 to Mar 27, 2024
- Accounts · 526 to 551Mar 28, 2022 to Mar 30, 2023
- Advisory employees · 6 to 5Mar 28, 2022 to Mar 30, 2023
- Employees · 7 to 6Mar 28, 2022 to Mar 30, 2023
- State-registered IARs · 6 to 5Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $864M to $846MMar 28, 2022 to Mar 30, 2023
- RAUM · $864M to $846MMar 28, 2022 to Mar 30, 2023
- Accounts · 519 to 526Aug 24, 2021 to Mar 28, 2022
- Advisory employees · 5 to 6Aug 24, 2021 to Mar 28, 2022
- HNW clients · unset to 0.0Aug 24, 2021 to Mar 28, 2022
- Pooled vehicle clients · 1 to 0Aug 24, 2021 to Mar 28, 2022
- Employees · 6 to 7Aug 24, 2021 to Mar 28, 2022
- State-registered IARs · 5 to 6Aug 24, 2021 to Mar 28, 2022
- Other offices · 3 to 4Aug 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $816M to $864MAug 24, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · 45053758.0 to unsetAug 24, 2021 to Mar 28, 2022
- RAUM · $816M to $864MAug 24, 2021 to Mar 28, 2022
- Accounts · 541 to 519Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 0 to 1Mar 27, 2020 to Mar 30, 2021
- State-registered IARs · 4 to 5Mar 27, 2020 to Mar 30, 2021
- Other offices · 0 to 3Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $915M to $816MMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · unset to 45053758.0Mar 27, 2020 to Mar 30, 2021
- RAUM · $915M to $816MMar 27, 2020 to Mar 30, 2021
- Accounts · 523 to 541Mar 29, 2019 to Mar 27, 2020
- Advisory employees · 4 to 5Mar 29, 2019 to Mar 27, 2020
- Employees · 5 to 6Mar 29, 2019 to Mar 27, 2020
- Other offices · 1 to 0Mar 29, 2019 to Mar 27, 2020
- Discretionary RAUM · $919M to $915MMar 29, 2019 to Mar 27, 2020
- RAUM · $919M to $915MMar 29, 2019 to Mar 27, 2020
Signals
4 dated events
- Duane Dennis Dean (Trustee) no longer on Schedule A of D••• C•••••• M••••••••• (listed 2023-03-30, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Maxwell Terence Dean (Trustee) no longer on Schedule A of D••• C•••••• M••••••••• (listed 2023-03-30, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Elizabeth Debra Rindler (Elected Manager) appeared on Schedule A of D••• C•••••• M•••••••••Dec 12, 2023 · Control person joined · fact
- Jane Pamala Miller (Elected Manager) appeared on Schedule A of D••• C•••••• M•••••••••Dec 12, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- D•••CAPMGMT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 913-944-4444reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $230Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026