DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner35 years in industry

michael egan

Advisor at FIRST TRUST ADVISORS LP

NAPLES, FL | WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbdad6e4-bea4-3e54-026b-50d913cdd12f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST TRUST ADVISORS LP
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 11, 1991
First registration: Oct 20, 1995
Dual registered: no
Other names: MICHAEL JOSEPH EGAN
IAPD individual key: 2124653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST TRUST ADVISORS LP	Asset manager	Nov 20, 2024	n/a	yes	NAPLES, FL\|WHEATON, IL	Current employment
FIRST TRUST INVESTMENT SOLUTIONS L.P.	Former SEC adviser	Oct 17, 2023	Dec 20, 2024	no	NAPLES, FL	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	May 4, 2009	Jan 6, 2020	no	NAPLES, FL	Previous registration
GYROSCOPE CAPITAL MANAGEMENT GROUP LLC	Former SEC adviser	Mar 22, 2007	Dec 7, 2023	no	NAPLES, FL	Previous registration
JETA GROVE, LLC	n/a	Dec 13, 2005	Feb 23, 2009	no	BOSTON, MA\|BOSTON, MA	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Oct 20, 1995	Dec 19, 2005	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST TRUST INVESTMENT SOLUTIONS L.P.	FIRST TRUST ADVISORS LP	Dec 20, 2024	Nov 20, 2024	-30	Channel change	Other
GYROSCOPE CAPITAL MANAGEMENT GROUP LLC	MOORS & CABOT, INC	Dec 7, 2023	May 4, 2009	-5,330	Firm change after gap	Other
MOORS & CABOT, INC	FIRST TRUST INVESTMENT SOLUTIONS L.P.	Jan 6, 2020	Oct 17, 2023	1,380	Firm change after gap	Ibd to RIA
JETA GROVE, LLC	GYROSCOPE CAPITAL MANAGEMENT GROUP LLC	Feb 23, 2009	Mar 22, 2007	-704	Firm change after gap	Other
LEGG MASON WOOD WALKER, INCORPORATED	JETA GROVE, LLC	Dec 19, 2005	Dec 13, 2005	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
328327:107027:FL:2024-12-20	Dec 20, 2024	Nov 20, 2024	NAPLES, FL	Firm change

Relationships

Registered with (6)

→ FIRST TRUST ADVISORS LPRegistered adviserregistration: current employment
Nov 20, 2024 to presentfactForm ADV
→ FIRST TRUST INVESTMENT SOLUTIONS L.P.Registered adviserregistration: previous registration
Oct 17, 2023 to Dec 20, 2024factForm ADV
→ GYROSCOPE CAPITAL MANAGEMENT GROUP LLCRegistered adviserregistration: previous registration
Mar 22, 2007 to Dec 7, 2023factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
May 4, 2009 to Jan 6, 2020factForm ADV
→ JETA GROVE, LLCRegistered adviserregistration: previous registration
Dec 13, 2005 to Feb 23, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 1995 to Dec 19, 2005factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Michael Egan left Gyroscope Capital Management Group Llc for Moors & Cabot, Inc (registered 2009-05-04)
Form ADVobserved 4 days ago