DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• E•••

F•••• T•••• A••••••• L•asset managerNaples, Fl IA-onlyIAPD 2124653

Certified Financial Planner

Feed of 09/15/2026

Also filed as Michael Joseph Egan

At current firm

1 y

since Nov 20, 2024

In the industry

35 y

since Apr 11, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• A••••••• L• asset manager current
since Nov 20, 2024 · Naples, Fl
F•••• T•••• I••••••••• S•••••••• L••• former
Oct 17, 2023 to Dec 20, 2024 · Naples, Fl
M•••• • C••••• I•• BD affiliated
May 4, 2009 to Jan 6, 2020 · Naples, Fl
G•••••••• C•••••• M••••••••• G•••• L•• former
Mar 22, 2007 to Dec 7, 2023 · Naples, Fl
J••• G••••• L•• unclassified
Dec 13, 2005 to Feb 23, 2009 · Boston, Ma
L••• M•••• W••• W•••••• I••••••••• unclassified
Oct 20, 1995 to Dec 19, 2005 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

F•••• T•••• I••••••••• S•••••••• L••• to F•••• T•••• A••••••• L•
left Dec 20, 2024, registered Nov 20, 2024 (-30 days) · channel change inside one enterprise, not a move · moved with a team
G•••••••• C•••••• M••••••••• G•••• L•• to M•••• • C••••• I••
left Dec 7, 2023, registered May 4, 2009 (-5330 days) · Other
M•••• • C••••• I•• to F•••• T•••• I••••••••• S•••••••• L•••
left Jan 6, 2020, registered Oct 17, 2023 (1380 days) · Affiliated broker-dealer or bank to independent RIA
J••• G••••• L•• to G•••••••• C•••••• M••••••••• G•••• L••
left Feb 23, 2009, registered Mar 22, 2007 (-704 days) · Other
L••• M•••• W••• W•••••• I••••••••• to J••• G••••• L••
left Dec 19, 2005, registered Dec 13, 2005 (-6 days) · Other

Signals

M•••••• E••• left G•••••••• C•••••• M••••••••• G•••• L•• for M•••• • C••••• I•• (registered 2009-05-04)
Dec 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address